As filed with the Securities and Exchange Commission on July 13, 1995
Registration No. 33-
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
______________________
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
______________________
AUTODESK, INC.
(Exact name of issuer as specified in its charter)
______________________
DELAWARE 94-2819853
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(State of incorporation) (I.R.S. Employer Identification No.)
111 MCINNIS PARKWAY
SAN RAFAEL, CA 94903
(Address of principal executive offices)
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1987 STOCK OPTION PLAN
1990 DIRECTORS' OPTION PLAN
(Full title of the plans)
______________________
CAROL A. BARTZ
PRESIDENT AND CHIEF EXECUTIVE OFFICER
AUTODESK, INC.
111 MCINNIS PARKWAY
SAN RAFAEL, CA 94903
(Name and address of agent for service)
(415) 507-5000
(Telephone number, including area code, of agent for service)
______________________
Copy to:
MARCIA KEMP STERLING, ESQ.
WILSON, SONSINI, GOODRICH & ROSATI
650 PAGE MILL ROAD
PALO ALTO, CA 94304-1050
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CALCULATION OF REGISTRATION FEE
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PROPOSED PROPOSED
MAXIMUM MAXIMUM
OFFERING AGGREGATE AMOUNT OF
TITLE OF SECURITIES AMOUNT TO BE PRICE OFFERING REGISTRATION
TO BE REGISTERED REGISTERED PER SHARE(1) PRICE(1) FEE(2)
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Common Stock issuable under: 4,000,000 $44.75 $179,000,000 $61,725
1987 Stock Option Plan........ 100,000 $44.75 $ 4,475,000 $ 1,543
1990 Directors' Option Plan... -------------- -------------- -------------- -------------
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Total 4,100,000 $44.75 $183,475,000 $63,268
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(1) Estimated in accordance with Rule 457(h) and Rule 457(c) solely for the
purpose of calculating the registration fee on the basis of the closing
sale price of the Common Stock on the Nasdaq National Market on July 11,
1995.
(2) Amount of Registration Fee was calculated pursuant to Section 6(b) of the
Securities Act of 1933, which states that the fee shall be "one-twenty
ninth of one percentum of the maximum aggregate price at which such
securities are proposed to be offered."
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AUTODESK, INC.
REGISTRATION STATEMENT ON FORM S-8
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
ITEM 3. INCORPORATION OF DOCUMENTS BY REFERENCE.
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There are hereby incorporated by reference in this Registration Statement
the following documents and information heretofore filed with the Securities and
Exchange Commission:
(a) The Company's Annual Report on Form 10-K for the fiscal year
ended January 31, 1995, filed pursuant to Section 13 of the Securities
Exchange Act of 1934, as amended (the "1934 Act");
(b) The Company's Quarterly Report on Form 10-Q for the quarter
ended April 30, 1995, filed pursuant to Section 13 of the 1934 Act;
(c) The description of the Company's Common Stock contained in the
Company's Registration Statement on Form 8-A dated March 18, 1986 pursuant
to Section 12(g) of the 1934 Act.
All documents filed by the Company pursuant to Sections 13(a), 13(c), 14
and 15(d) of the 1934 Act on or after the date of this Registration Statement
and prior to the filing of a post-effective amendment which indicates that all
securities offered have been sold or which deregisters all securities then
remaining unsold shall be deemed to be incorporated by reference in this
Registration Statement and to be part hereof from the date of filing of such
documents.
ITEM 4. DESCRIPTION OF SECURITIES.
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Not applicable.
ITEM 5. INTERESTS OF NAMED EXPERTS AND COUNSEL.
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Mark A. Bertelsen, a Member of Wilson, Sonsini, Goodrich & Rosati, counsel
to the Company, is a director of the Company. Mr. Bertelsen owns options to
purchase 16,005 shares of the Company's Common Stock.
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ITEM 6. INDEMNIFICATION OF DIRECTORS AND OFFICERS.
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The Company's Certificate of Incorporation limits the liability of
directors to the maximum extent permitted by Delaware law. Delaware law provides
that directors of a corporation will not be personally liable for monetary
damages for breach of their fiduciary duties as directors, except for liability
(i) for any breach of their duty of loyalty to the corporation or its
stockholders, (ii) for acts or omissions not in good faith or that involve
intentional misconduct or a knowing violation of law, (iii) for unlawful
payments of dividends or unlawful stock repurchases or redemptions as provided
in Section 174 of the Delaware General Corporation Law, or (iv) for any
transaction from which the director derived an improper personal benefit.
The Company's Bylaws provide that the Company shall indemnify its directors
and officers and may indemnify its employees and other agents to the fullest
extent permitted by law. The Company believes that indemnification under its
Bylaws covers at least negligence and gross negligence on the part of
indemnified parties. The Company's Bylaws also permit the Company to secure
insurance on behalf of any officer, director, employee or other agent for any
liability arising out of his or her actions in such capacity, regardless of
whether the Company would have the power to indemnify him or her against such
liability under the General Corporation Law of Delaware. The Company currently
has secured such insurance on behalf of its officers and directors.
The Company has entered into agreements to indemnify its directors and
officers, in addition to indemnification provided for in the Company's Bylaws.
Subject to certain conditions, these agreements, among other things, indemnify
the Company's directors and officers for certain expenses (including attorney's
fees), judgments, fines and settlement amounts incurred by any such person in
any action or proceeding, including any action by or in the right of the
Company, arising out of such person's services as a director or officer of the
Company, any subsidiary of the Company or any other company or enterprise to
which the person provides services at the request of the Company.
ITEM 7. EXEMPTION FROM REGISTRATION CLAIMED.
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Not applicable.
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ITEM 8. EXHIBITS.
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Exhibit
Number Description
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4.1* 1987 Stock Option Plan, as amended.
4.2* 1990 Directors' Option Plan, as amended.
5.1 Opinion of counsel as to legality of securities being
registered.
23.1 Consent of Independent Auditors (see Page II-6 of
Registration Statement).
23.2 Consent of Counsel (contained in Exhibit 5.1).
24.1 Power of Attorney (see Page II-5 of Registration Statement).
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* Incorporated by reference to the Company's Annual Report on Form 10-K for the
fiscal year ended January 31, 1995.
ITEM 9. UNDERTAKINGS.
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A. The undersigned registrant hereby undertakes:
(1) To file, during any period in which offers or sales are
being made, a post-effective amendment to this registration statement to include
any material information with respect to the plan of distribution not previously
disclosed in the registration statement or any material change to such
information in the registration statement.
(2) That, for the purpose of determining any liability under the
Securities Act of 1933, each such post-effective amendment shall be deemed to be
a new registration statement
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relating to the securities offered therein, and the offering of such securities
at that time shall be deemed to be the initial bona fide offering thereof.
(3) To remove from registration by means of a post-effective
amendment any of the securities being registered which remain unsold at the
termination of the offering.
B. The undersigned registrant hereby undertakes that, for purposes of
determining any liability under the Securities Act of 1933, each filing of the
registrant's annual report pursuant to Section 13(a) or Section 15(d) of the
Securities Exchange Act of 1934 (and, where applicable, each filing of an
employee benefit plan's annual report pursuant to Section 15(d) of the
Securities Exchange Act of 1934) that is incorporated by reference in the
registration statement shall be deemed to be a new registration statement
relating to the securities offered therein, and the offering of such securities
at that time shall be deemed to be the initial bona fide offering thereof.
C. Insofar as indemnification for liabilities arising under the
Securities Act of 1933 (the "Securities Act") may be permitted to directors,
officers and controlling persons of the registrant pursuant to the foregoing
provisions, or otherwise, the registrant has been advised that in the opinion of
the Securities and Exchange Commission such indemnification is against public
policy as expressed in the Securities Act and is, therefore, unenforceable. In
the event that a claim for indemnification against such liabilities (other than
the payment by the registrant of expenses incurred or paid by a director,
officer or controlling person of the registrant in the successful defense of any
action, suit or proceeding) is asserted by such director, officer or controlling
person in connection with the securities being registered hereunder, the
registrant will, unless in the opinion of its counsel the matter has been
settled by controlling precedent, submit to a court of appropriate jurisdiction
the question of whether such indemnification by it is against public policy as
expressed in the Securities Act and will be governed by the final adjudication
of such issue.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant
certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form S-8 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of San Rafael, State of California, on this 13th day of
July, 1995.
AUTODESK, INC.
By: /s/ CAROL A. BARTZ
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Carol A. Bartz, President
and Chief Executive Officer
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature
appears below constitutes and appoints Carol A. Bartz and Eric B. Herr, jointly
and severally his or her attorneys-in-fact, each with the power of substitution,
for him or her in any and all capacities, to sign any amendments to this
Registration Statement on Form S-8, and to file the same, with exhibits thereto
and other documents in connection therewith, with the Securities and Exchange
Commission, hereby ratifying and confirming all that said attorneys-in-fact, or
their substitute or substitutes, may do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed by the following persons in the
capacities and on the dates indicated.
Signature Title Date
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/s/ CAROL A. BARTZ Chairman of the Board, President and Chief Executive Officer July 13, 1995
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(Carol A. Bartz) (Principal Executive Officer)
/s/ ERIC B. HERR Vice President and Chief Financial Officer (Principal Financial July 13, 1995
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(ERIC B. Herr) and Accounting Officer)
/s/ MARK A. BERTELSEN Director July 13, 1995
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(Mark A. Bertelsen)
/s/ CRAWFORD W. BEVERIDGE Director July 13, 1995
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(Crawford W. Beveridge)
/s/ J. HALLAM DAWSON Director July 13, 1995
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(J. Hallam Dawson)
/s/ GREGORY P. LUTZ Director July 13, 1995
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(Gregory P. Lutz)
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CONSENT OF INDEPENDENT AUDITORS
We consent to the incorporation by reference in the Registration Statement
(Form S-8) and related Prospectus pertaining to the 1987 Stock Option Plan and
the 1990 Directors' Option Plan of Autodesk, Inc. of our report dated February
22, 1995 with respect to the consolidated financial statements and schedule of
Autodesk, Inc. incorporated by reference in its Annual Report (Form 10-K) for
the year ended January 31, 1995 filed with the Securities and Exchange
Commission.
ERNST & YOUNG LLP
San Francisco, California
July 11, 1995
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________________________________________________________________________
EXHIBITS
________________________________________________________________________________
Registration Statement on Form S-8
AUTODESK, INC.
July 13, 1995
Sequentially
Numbered
Exhibit Description Page
- ------- --------------------------------------------------------------------- ------------
Number
4.1* 1987 Stock Option Plan, as amended.................................. ---
4.2* 1990 Directors' Option Plan, as amended............................. ---
5.1 Opinion of counsel as to legality of securities being registered....
23.1 Consent of Independent Auditors (see Page II-6 of Registration ---
Statement)..........................................................
23.2 Consent of Counsel (contained in Exhibit 5.1)....................... ---
24.1 Power of Attorney (see Page II-5 of Registration Statement)......... ---
_________________________
* Incorporated by reference to the Company's Annual Report on Form 10-K for the
fiscal year ended January 31, 1995.
July 11, 1995
Autodesk, Inc.
111 McInnis Parkway
San Rafael, CA 94903
RE: REGISTRATION STATEMENT ON FORM S-8
Ladies and Gentlemen:
We have examined the Registration Statement on Form S-8 to be filed by you
with the Securities and Exchange Commission on or about July 11, 1995 (the
"Registration Statement"), in connection with the registration under the
Securities Act of 1933, as amended, of 4,000,000 and 100,000 additional shares
of your Common Stock (the "Shares") reserved for issuance pursuant to the 1987
Stock Option Plan and the 1990 Directors' Option Plan, respectively (the
"Plans"). As your counsel in connection with the transaction, we have examined
the proceedings taken and are familiar with the proceedings proposed to be taken
by you in connection with the sale and issuance of the Shares pursuant to the
Plans.
It is our opinion, when issued and sold in the manner referred to in the
Plans, the Shares will be legally and validly issued, fully paid and
nonassessable.
We consent to the use of this opinion as an exhibit to the Registration
Statement and further consent to the use of our name wherever appearing in the
Registration Statement and any amendment thereto.
Very truly yours,
WILSON, SONSINI, GOODRICH & ROSATI
Professional Corporation
/s/ Wilson, Sonsini, Goodrich & Rosati
